Displaying 3 results
Empower settles with former advisors in poaching case
The suit involved 13 advisors, all of whom joined Empower via its acquisition of Personal Capital, who departed to establish a rival advisory firm.
Elderly client suing JPMorgan over investment losses faces court setback
The client and his wife sued over investments that they allege should not have been allowed and that ended up wiping out much of a fortune once pegged at more than $50 million.
Former Hightower advisor sues firm over noncompete restrictions
Case against RIA aggregator seeks relief and damages over allegedly over-broad interpretation of noncompete language.
