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Top independent broker-dealers ranked by gross revenue

Top independent broker-dealers ranked by gross revenue Click column headers to sort fields…

Top independent broker-dealers ranked by gross revenue

Click column headers to sort fields



Rank Broker-dealer Gross Revenue
1 LPL Financial Services $1.7B
  9785 Towne Centre Drive  
  San Diego, CA 92121  
  joinlpl.com (858) 450-9606  
2 AIG Advisor Group $1.1B
  • Advantage Capital Corp. $33.1M
  2300 Windy Ridge Parkway, Suite 1100  
  Atlanta, GA 30339  
  joinacc.com (800) 235-2237  
  • AIG Financial Advisors Inc. $299.8M
  2800 N. Central Ave., Suite 2100  
  Phoenix, AZ 85004  
  aigfinancialadvisors.com (602) 744-3000  
  • American General Securities $102.7M
  2727 Allen Parkway, Suite 290  
  Houston, TX 77019  
  agsecurities.com (800) 247-4669  
  • FSC Securities Corp. $274.7M
  2300 Windy Ridge Parkway, Suite 1100  
  Atlanta, GA 30339  
  joinfsc.com (800) 372-5646  
  • Royal Alliance Associates Inc. $408.1M
  One World Financial Center, 15th Floor  
  New York, NY 10281  
  royalalliance.com (212) 551-5100  
3 NFP Securities Inc. $966.3M
  1250 S. Capital of Texas Highway  
  Building 2, Suite 125  
  Austin, TX 78746  
  nfp.com (512) 697-6000  
4 Raymond James Financial Services Inc. $890M
  880 Carillon Parkway  
  St. Petersburg, FL 33716  
  advisorchoice.com (800) 998-7537  
5 ING Advisors Network $869M
  • Financial Network Investment Corp. $329M
  200 N. Sepulveda Blvd., Suite 1300  
  El Segundo, CA 90245  
  financialnetwork.com (800) 879-8100  
  • ING Financial Partners $217M
  909 Locust St.  
  Des Moines, IA 50309  
  ingfinancialpartners.com (800) 356-2906  
  • Multi-Financial Securities Corp. $153M
  1290 Broadway  
  Denver, CO 80203  
  multifinancial.com (800) 929-3485  
  • PrimeVest Financial Services $170M
  400 First St. S., Suite 300  
  St. Cloud, MN 56301  
  primevest.com (800) 245-0467  
6 AXA Advisors LLC $594M
  1290 Sixth Ave.  
  New York, NY 10104  
  axaonline.com (212) 314-4600  
7 National Planning Holdings Inc. $492.7M
  • INVEST Financial Corp. $129.7M
  8745 Henderson Road, Suite 300  
  Tampa, FL 33634  
  investfinancial.com (800) 245-4732  
  • Investment Centers of America Inc. $55.6M
  212 N. Fourth St.  
  Bismarck, ND 58501  
  joinica.com (701) 250-3300  
  • National Planning Corp. $188.6M
  401 Wilshire Blvd., Suite 1100  
  Santa Monica, CA 90401  
  natplan.com (800) 881-7174  
  • SII Investments Inc. $118.9M
  5555 Grande Market Drive  
  Appleton, WI 54913  
  siionline.com (800) 426-5975  
8 Securities America Inc. $438.4M
  7100 W. Center Road  
  Omaha, NE 68106  
  securitiesamerica.com (800) 989-8441  
9 Northwestern Mutual $398.3M
  Investment Services LLC  
  611 E. Wisconsin Ave.  
  Milwaukee, WI 53202  
  northwesternmutual.com (414) 665-6023  
10 Commonwealth Financial Network LLP $395.1M
  29 Sawyer Road  
  Waltham, MA 02453  
  commonwealth.com (866) 462-3638  
11 MML Investors Services Inc. $351.7M
  1295 State St.  
  Springfield, MA 01144  
  mmlisi.com (800) 542-6767  
12 Princor Financial Services Corp. $274.6M
  711 High St.  
  Des Moines, IA 50392  
  princor.com (888) 774-6267  
13 H.D. Vest Financial Services $224.3M
  6333 N. State Highway 161, Fourth Floor  
  Irving, TX 75038  
  hdvest.com (800) 821-8254  
14 Woodbury Financial Services Inc. $224.1M
  500 Bielenberg Drive  
  Woodbury, MN 55125  
  woodburyfinancial.com (800) 800-2000  
15 Mutual Service Corp. $219.6M
  P.O. Box 24777  
  West Palm Beach, FL 33416  
  mutualservice.com (800) 749-8900  
16 Wachovia Securities Financial Network $210M
  901 E. Byrd St.  
  Richmond, VA 23219  
  wsfinet.com (866) 485-5383  
17 Cambridge Investment Research Inc. $193.4M
  1776 Pleasant Plain Road  
  Fairfield, IA 52556  
  joincir.com (800) 777-6080  
18 Advanced Equities Financial Corp. $191.9M
  • FFP Securities Inc. $54.4M
  15455 Conway Road  
  Chesterfield, MO 63017  
  ffp1.com (800) 925-3371  
  • First Allied Securities Inc. $137.5M
  655 W. Broadway, 12th Floor  
  San Diego, CA 92101  
  firstallied.com/benextgen.com  
  (800) 499-5489  
19 MetLife Independent Broker/Dealer $182M
  (Tower Square, Walnut Street)  
  485 E. U.S. Highway 1 S.  
  Iselin, NJ 08830  
  towersquare.com/walnutstreet.com  
  (800) 842-3732  
20 John Hancock Financial Network $163M
  197 Clarendon St.  
  Boston, MA 02116  
  jhnetwork.com (800) 543-6611  
21 GunnAllen Financial Inc. $136.5M
  5002 W. Waters Ave.  
  Tampa, FL 33634  
  gunnallen.com (800) 713-4046  
22 InterSecurities Inc. $136.2M
  570 Carillon Parkway  
  St. Petersburg, FL 33716  
  intersecurities.com (800) 322-7161  
23 M Holdings Securities Inc. (M Securities) $117.2M
  1125 N.W. Couch St., Suite 900  
  Portland, OR 97209  
  mfin.com (503) 232-6960  
24 Cadaret Grant & Co. Inc. $109.2M
  One Lincoln Center  
  Syracuse, NY 13202  
  cadaretgrant.com (800) 288-8601  
25 Genworth Financial Securities Corp. $107M
  200 N. Martingale Road, Seventh Floor  
  Schaumburg, IL 60173  
  genworthfinancialsecurities.com  
  (888) 528-2987  
26 Ameritas Investment Corp. $97.6M
  5900 O St.  
  Lincoln, NE 68510  
  aicinvest.com (800) 335-9858  
27 Securian Financial Services Inc $88.7M
  400 Robert St. N.  
  St. Paul, MN 55101  
  securianfinancial.com (888) 237-1838  
28 ProEquities Inc. $84.8M
  2801 Highway 280 S.  
  Birmingham, AL 35223  
  proequities.com (800) 288-3035  
29 NEXT Financial Group $77.2M
  2500 Wilcrest Drive, Suite 620  
  Houston, TX 77042  
  nextfinancial.com (713) 789-7122  
30 Investors Capital Corp. $76.8M
  230 Broadway E.  
  Lynnfield, MA 01940  
  investorscapital.com (800) 949-1422  
31 Sigma Financial Corp. $74.9M
  4261 Park Road  
  Ann Arbor, MI 48103  
  sigmafinancial.com (800) 373-1612  
32 VSR Financial Services Inc. $69.4M
  8620 W. 110th St., Suite 200  
  Overland Park, KS 66210  
  joinvsr.com (800) 800-3177  
33 Associated Securities Corp. $68.7M
  222 N. Sepulveda Blvd., Suite 1800  
  El Segundo, CA 90245  
  associatedsecurities.com (310) 568-3600  
34 Securities Service Network Inc. $68.5M
  10207 Technology Drive  
  Knoxville, TN 37932  
  ssnetwork.com (800) 264-5499  
35 J.P. Turner & Co. LLC $68M
  One Buckhead Plaza  
  3060 Peachtree Road N.W., 11th Floor  
  Atlanta, GA 30305  
  jpturner.com (404) 479-8300  
36 Capital Analysts Inc. $67.8M
  3 Radnor Corporate Center, Suite 220  
  Radnor, PA 19087  
  capitalanalysts.com (888) 404-1177  
37 Investacorp Inc. $65M
  15450 New Barn Road  
  Miami Lakes, FL 33014  
  investacorp.com (800) 804-0000  
38 Questar Capital $63.4M
  5701 Golden Hills Drive  
  Minneapolis, MN 55416  
  questarcapital.com (888) 446-5872  
39 Waterstone Financial Group $62.6M
  500 Park Blvd., Suite 800  
  Itasca, IL 60143  
  waterstonefinancialgroup.com  
  (630) 250-7000  
40 Lincoln Investment Planning Inc. $61.9M
  218 Glenside Ave.  
  Wyncote, PA 19095  
  lincolninvestment.com (215) 881-4553  
41 Centaurus Financial Inc. $60.5M
  333 City Blvd. W., Suite 2010  
  Orange, CA 92868  
  centaurusfinancial.com (800) 880-4234  
42 Capital Financial Group Inc./H. Beck Inc. $59.3M
  11140 Rockville Pike, Fourth Floor  
  Rockville, MD 20852  
  cfginc.com (800) 333-6884  
43 Transamerica Financial Advisors Inc. $53.6M
  1150 S. Olive, T25  
  Los Angeles, CA 90015  
  tfa.transamerica.com (800) 245-8250  
44 QA3 Financial Corp. $53M
  One Valmont Plaza, Fourth Floor  
  Omaha, NE 68154  
  qa3.com (888) 337-4094  
45 Berthel Fisher and Company $52.1M
  Financial Services Inc.  
  P.O. Box 609  
  Marion, IA 52302  
  berthel.com (319) 447-5700  
46 American Portfolios Financial Services Inc. $51.2M
  4250 Veterans Memorial Highway  
  Fourth Floor E.  
  Holbrook, NY 11741  
  americanportfolios.com (631) 439-4600  
47 Geneos Wealth Management Inc. $50M
  4700 S. Syracuse Parkway, Suite 1000  
  Denver, CO 80237  
  geneoswealth.com (888) 812-5043  
48 Pacific West Financial Group $47.2m
  555 S. Renton Village Place, Suite 700  
  Renton, WA 98055  
  pwfinancial.com (888) 729-3636  
49 The O.N. Equity Sales Co. (Onesco) $46.1M
  One Financial Way  
  Cincinnati, OH 45242  
  onesco1.com (513) 794-6794  
50 Sammons Securities Co. LLC $43.3M
  One Midland Plaza  
  Sioux Falls, SD 57193  
  sammonssecurities.com (866) 520-6869  

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