Financial regulatory blueprint unveiled
A regulatory blueprint recently issued by the Treasury Department calls for a self-regulatory organization for investment advisers.
A regulatory blueprint recently issued by the Treasury Department calls for a self-regulatory organization for investment advisers. The broad-reaching 218-page “Blueprint for a Modernized Financial Regulatory Structure” says regulation of the investment advisory industry would enhance investor protection and prove more cost-effective than regulation by the Securities and Exchange Commission. For a look at the blueprint, visit treas.gov/press/releases/reports/Blueprint.pdf.
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