Changes possible for foreign B-D rule
Comments were due last month on proposed changes to a rule that governs foreign broker-dealers who offer their services in the United States.
Comments were due last month on proposed changes to a rule that governs foreign broker-dealers who offer their services in the United States. Among other things, modifications would be made to the requirement that any contact by a foreign broker-dealer with a U.S. institution must be “chaperon
Learn more about reprints and licensing for this article.
