Advisers should think twice about taking the SEC up on its ADV filing extension
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Firms admitting their business continuity plans didn’t hold up amid the panic caused by the coronavirus is ‘not a good look’
This story has been corrected to reflect a 45-day extension for filing Form ADVs.
Investment advisers should think twice before taking the Securities and Exchange Commission up on its offer of a deadline extension for filing their annual registration forms, according to compliance experts.
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