Subscribe

REGULATION: Round table focuses on credit rating agencies

The SEC will hold a round table April 15 to explore its oversight of credit rating agencies.

The SEC will hold a round table April 15 to explore its oversight of credit rating agencies. Participants at the round table, which will start at 10 a.m. at the agency’s headquarters in Washington, will discuss such topics as conflicts of interest, competition and transparency. Round-table participants will include representatives from investor organizations, financial services associations, credit rating agencies and academia. For more details, visit sec.gov/news/press/2009/2009-65.htm.

Related Topics:

Learn more about reprints and licensing for this article.

Recent Articles by Author

Variable annuities

Variable annuities – Participating issuers, ranked by net assets Issuer Net assets ($M) % change vs. 2012 Market…

Clearing firms

Clearing firms by number of clients.

ETF Intel

This monthly e-newsletter provides financial advisers with intelligence on the top ETFs available in the market. Each month,…

Video: Event Channel Sponsorship

Have your event featured in a dedicated Event Channel within the InvestmentNews.com video section. This sponsorship opportunity allows…

Practice Makeover

Good advisers can become great advisers with just a little push from a coach. But some advisers need…

X

Subscribe and Save 60%

Premium Access
Print + Digital

Learn more
Subscribe to Print