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Finra arbitrators order barred broker to pay investors $5.7 million for Reg D offering

barred broker $5.7 million

Dana Vietor of Independence, Iowa, had solicited investments to buy a building in Dallas to house cancer treatment and other equipment.

Finra arbitrators this week ordered a barred broker to pay $5.7 million to investors he allegedly defrauded in a private placement involving a medical facility.

While he was a registered representative in Independence, Iowa, in 2012, Dana Vietor began soliciting investments through an offering un

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