Brokerages want speedy SEC review of Finra remote supervision proposals
Temporary relief from onsite inspections runs out at the end of this year, so firms are hoping the SEC moves quickly on the proposals.
Brokerage firms want the SEC to speed up its review of Finra proposals that would allow them to permanently conduct remote supervision of their registered representatives.
Earlier this week, the Securities and Exchange Commission published a request for comment in the Federal Register on the prop
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