Another major bank/broker-dealer hit by SEC action
![](https://s32566.pcdn.co/wp-content/uploads/2023/07/punishment-for-crimes-and-violations-economic-penalties-violation-of-traffic-regulations.jpg-s1024x1024wisk20cfHxT7iFoqR4RH0uaMFrtiZEZsdCwUtOoEIs9Ele4mM8-951x634.jpg.optimal.jpg)
Big fine expected as the agency looks for another scalp.
Paris-headquartered BNP Paribas has announced that it is under scrutiny by the Securities and Exchange Commission and the Commodity Futures Trading Commission for its personnel's noncompliant use of communication tools, violating archiving protocols.
Although BNP Paribas reported better-than-expe
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