Fiduciary duty for brokers would oppress, not protect
As an attorney who frequently advises brokers, broker-dealers and financial advisers, I read the article “Debate over fiduciary duty heats up,” which appeared in the Oct. 5 issue, with interest and some dismay.
As an attorney who frequently advises brokers, broker-dealers and financial advisers, I read the article “Debate over fiduciary duty heats up,” which appeared in the Oct. 5 issue, with interest and some dismay.
Extending the investment adviser's full-blown fiduciary duty to broke
Learn more about reprints and licensing for this article.