Finra’s battle with Jesup is heating up
A series of nasty legal fights involving Jesup & Lamont Inc., Penson and Finra may be coming to a head.
A series of nasty fights involving Jesup & Lamont Inc., its clearing firm, Penson Financial Services Inc., and Finra could be coming to a head in the next few months.
The feisty New York-based broker-dealer has accused Dallas-based Penson of conspiring with the Financial Industry Regulatory
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