REGULATION: Funds’ use of derivatives under review
The SEC is reviewing whether new investor protections are needed when it comes to the use of derivatives by mutual funds, exchange-traded funds and other investment companies.
The SEC is reviewing whether new investor protections are needed when it comes to the use of derivatives by mutual funds, exchange-traded funds and other investment companies. Among the things being reviewed are whether funds’ use of derivatives jibes with rules dictated by the Investment Company Act of 1940 and whether fund boards are adequately overseeing derivative use. For more information, click here.
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