REGULATION: Funds’ use of derivatives under review
The SEC is reviewing whether new investor protections are needed when it comes to the use of derivatives by mutual funds, exchange-traded funds and other investment companies.
The SEC is reviewing whether new investor protections are needed when it comes to the use of derivatives by mutual funds, exchange-traded funds and other investment companies. Among the things being reviewed are whether funds’ use of derivatives jibes with rules dictated by the Investment Company Act and whether fund boards are adequately overseeing the use of derivatives. For more information, click here.
Learn more about reprints and licensing for this article.