Finra bars ex-Deutsche Bank broker for manipulating stock price
Edward Brokaw, a former Deutsche Bank AG broker, was barred from the securities industry for manipulating the price of Monogram Biosciences stock in an effort to enrich a hedge-fund client, himself and his family, the Financial Industry Regulatory Authority said today.
Edward Brokaw, a former Deutsche Bank AG broker, was barred from the securities industry for manipulating the price of Monogram Biosciences stock in an effort to enrich a hedge-fund client, himself and his family, the Financial Industry Regulatory Authority said today.
Finra announced a hearing panel’s ruling against Brokaw, who worked for Deutsche Bank Securities in its Greenwich, Connecticut branch, in an e-mail release today.
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