Firms declare war on deadbeat brokers
An increasing number of brokers appear to be skipping out on paying back what they owe on promissory…
An increasing number of brokers appear to be skipping out on paying back what they owe on promissory notes.
Note cases filed at Finra have surged, more than doubling over the past two years. Year-to-date through Dec. 12, 1,087 such cases had been filed this year, up from 840 in all of 2009
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