FINRA: Agency issues guidelines for adviser use of social networks
When Finra addressed in January 2010 how its rules applied to social networks and other online communications, it…
When Finra addressed in January 2010 how its rules applied to social networks and other online communications, it promoted more questions than it answered. As advisors continue to feel their way through the marketing challenges and opportunities presented by the Internet, Finra issued a clarification of its social media guidance. It’s presented in the form of a Q&A with 14 questions. Here’s the regulatory notice. Here’s a related story.
Learn more about reprints and licensing for this article.
