Agenda item
Changes are expected as Finra considers its controversial broker-comp rule this week. Industry watchers say wirehouses are largely backing a recruiting incentive regulation but IBDs oppose it.
Finra could act this week on a rule that would force brokers to reveal recruiting incentives to their clients, but the controversial regulation may undergo some changes on its way to final approval.
The Financial Industry Regulatory Authority Inc. has put the topic on the agenda for its Thursday mee
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