Judge dismisses SEC complaint involving UBS Puerto Rico bonds
In a win for UBS Financial Services Inc., an SEC administrative judge dismissed allegations that two leading executives in Puerto Rico committed fraud in 2008 and 2009.
In a win for UBS Financial Services Inc., a Securities and Exchange Commission administrative judge this week dismissed allegations that two leading executives in Puerto Rico committed fraud in 2008 and 2009 when making statements to clients and UBS financial advisers about the quality of Puerto Ric
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