Subscribe

Active ETF ball squarely in regulators’ court

Two companies filed this week, seeking funds that don't report daily.

Is 2014 going to be the year the actively managed exchange-traded fund finally takes off?
At this point, the ball may be in the court of securities regulators.
This week, the Securities and Exchange Commission received a pair of requests that could give investors a new way to access the actively man

Subscribe or log in to read the rest of this content.

Learn more about reprints and licensing for this article.

Recent Articles by Author

Ken Fisher plans to step down as CEO of firm

Billionaire behind Fisher Investments has discussed his intentions for years, but succession plan isn't clear.

DoubleLine’s Jeff Gundlach plans new global bond fund

DoubleLine's Jeffrey Gundlach plans a new global bond fund just as a potential Fed hike could create new risks and opportunities for managers.

Massachusetts’ Galvin investigates fund pricing glitches

Massachusetts' top securities cop is investigating the failure of an accounting platform he said delayed correct pricing for billions of dollars in mutual funds and ETFs.

Voya restricts variable-annuity sales under regulatory pressure

In response to Finra's warning on suitability, the firm's affiliated brokers will no longer sell certain types of L share annuities, a move that puts the company in line with other B-Ds.

ETFs are the next frontier for liquid alternatives

Mutual funds have been the go-to wrapper for alternative strategies, but that's changing.

X

Subscribe and Save 60%

Premium Access
Print + Digital

Learn more
Subscribe to Print