Ex-UBS broker facing probe into loan advice
U.S. authorities in Puerto Rico investigating allegations over advice to borrow money to make investments.
U.S. authorities in Puerto Rico are investigating allegations that a former UBS AG (UBSN) broker improperly advised clients to borrow money to make investments, a person briefed on the probe said.
Investigators are examining what UBS employees knew about the use of non-purpose loans to clients who b
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