David Lerner compliance officer loses ‘nonsensical’ and ‘specious’ appeal over reporting tax liens
Allan Holeman failed to disclose three IRS liens totaling $157,000.
A senior compliance executive at David Lerner Associates Inc. has lost his appeal of a fine and suspension by the Financial Industry Regulatory Authority Inc. over unreported tax liens, with the appeals committee calling the executive's explanation for his actions "nonsensical," "specious" and "illo
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