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Gold falls to one-month low amid pandemic worries
Concerns about the renewed rise in coronavirus cases has shifted safe-haven buying to the dollar
Speculators reverse big Nasdaq short
The buying comes after hedge funds had driven net short bets to the highest level since before the financial crisis
The SEC’s push for more alts and private placements is the wrong move at the wrong time
Plenty of examples prove the regulator's efforts are out of step with the market
SEC proposal would allow ‘finders’ to pitch unregistered securities
While approved for public comment, Democratic commissioners voiced concerns over investor protections
Second Trump term could be boon for private market offerings
If Chairman Jay Clayton leaves the SEC, a Republican successor likely will pick up the mantle
AR Global REIT splits, lists, tanks
New York City REIT sees a staggering decline in value after it begins trading
Where opportunity meets responsibility
Examining the implications of the SEC expanded definition of an 'accredited investor' for private equity investors — and the advisers who serve them
Faith-based investing catches a ride on the ESG wave
Advisers find even nonreligious clients are embracing faith-based strategies
Private fund group lobbies to get products in 401(k)s
The Institute for Portfolio Alternatives says lawmakers are receptive to its diversification pitch
PE to fuel insurance industry M&A: Report
Deals are likely to start happening more often and will be led by private equity, a report from Cerulli Associates suggests
Apollo joins other private equity players in impact investing arena
Leaders say new platform will incorporate Apollo's secret sauce and will target later stage companies
Steve Cohen strikes deal to buy New York Mets
The billionaire hedge fund manager rooted for the team while growing up on Long Island
Closed B-D means more unpaid investor claims
Capital Financial Services is shutting down, leaving clients on the hook
Former GPB compliance chief pleads guilty to misdemeanor
The former SEC examiner was charged with obstruction of justice, a felony, last year
Advisers wary of becoming gatekeepers to private markets
The Investment Adviser Association wants discretionary clients of fiduciaries to be accredited
Finra censures and fines Wells Fargo $350,000
Regulator says the firm failed to supervise reps’ sales of risky energy securities
GPB problems come home to roost for advisers
Investors take aim at an adviser, who sold GPB products, in numerous Finra arbitration claims
Fidelity offers first Bitcoin fund
The passively managed fund will be available to qualified purchasers, with the minimum investment set at $100,000
SEC expands sophisticated investor pool
Democratic commissioners, other critics say the agency lacks understanding of risks posed by private market
8 steps to creating racial justice portfolios
Interest in investing for equity and inclusion is growing, and yet most clients don't know where to start
