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Hedge funds rushing to cover short positions on U.S. stocks
Short interest as a portion of shares outstanding in the $266 billion SPDR S&P 500 ETF had fallen to 4.9% Friday from 6.7% at the end of May
Regulators should take a harder look at Robinhood
After the tragic death of a customer, the investment platform made significant changes. More may need to be done
Finra expels broker-dealer, but owner explores an appeal
Sandlapper Securities may have some fight left, says CEO Trevor Gordon
Opening defined-contribution plans to private equity is a mistake
U.S. regulators dropped the ball in a recent letter clarifying that regulations do not prohibit the use of private equity funds in 401(k) plans
Wells Fargo sells $3 billion alternatives platform to iCapital
Following an industry trend, the bank will leverage iCapital's technology to offer a white-label platform to clients
SEC chairman emphasizes Reg BI protections on rollovers, complex product sales
Pandemic conditions make acting in clients’ interests even more important, Jay Clayton says
A third of institutional investors hold crypto assets: Fidelity
Among U.S. respondents, 27% say they own digital assets, up from 22% a year ago
Private equity in 401(k)s? Not anytime soon
Very few plans include investments that use PE, and guidance this week from the Labor Department might not change that.
DOL encourages use of private equity funds in retirement plans
Investor advocates warn high-risk, high-fee investments could harm savers
Schorsch REIT executive Brian Block heading to prison
The former chief financial officer of American Realty Capital Properties Inc. will start an 18-month prison sentence in August
COVID-19 amplifies winners and losers in private real estate
Retail takes a big hit, but the outlook for office space is more nuanced
Galvin smacks GPB with fraud charge
The lawsuit alleges conflicts of interest and misleading marketing at GPB funds
JPMorgan shutting down ETFs that use hedge fund strategies
The firm has had more success with its BetaBuilders funds, which track broad benchmarks at low prices
Finra suspends broker-dealer it previously charged with fraudulent markups
The regulator charged Sandlapper Securities in 2017 with exorbitant markups of securities
REIT sales tank during COVID-19, but one broker-dealer is still selling
Sales of nontraded REITs crashed in April, falling to just $310 million
iCapital Network boosts access to alts with acquisition of rival Artivest
The tech provider takes over the management of 28 proprietary alternative investment funds and the Open Network platform
Fat fees, conflicts made sales of GPB private placements ‘illegal’: investor complaint
GPB’s strategy was destined to fail, according to the lawsuit
Gold ETFs attract record amounts of cash
Stocks have bounced back, but investors keep pouring money into gold exchange-traded funds
Digital currencies are more regulated than you think
The past few years have seen significant growth in regulatory clarity for at least a certain segment of this asset class
Addepar rolls out app for trading hedge fund, PE investments
The tool is designed for family offices and RIAs looking for more liquidity in assets that are typically hard to buy and sell
