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Brown University settles 403(b) lawsuit for $3.5 million
Brown is one of a handful of universities to settle claims over alleged retirement plan mismanagement.
Gundlach warns stocks don’t always go up in the long run
He cites Japan's Topix index, which is down about 30% over the last three decades.
Outlook for growth stocks debated
Goldman and Morgan Stanley spar over whether investors should focus on above-average performers given the anemic economy.
Morgan Stanley says market is overpricing Goldilocks scenario
Strategists warn against being too dismissive of changes for stronger- or weaker-than-expected growth.
Wells Fargo CEO disputes claim the bank is too big to manage
Sloan tells the House Financial Services Committee that Wells is working to address regulators' concerns.
Forget zero fees. This ETF is offering to pay investors
Salt Financial plans a low-volatility stock ETF that will give people 50 cents for every $1,000 they invest
Things to watch as Tim Sloan of Wells Fargo testifies before Congress
House Financial Services committee will grill the CEO Tuesday about the progress he's made in resolving the bank's scandals.
Boost your reputation with content marketing
To choose a project, look at such factors as the market you're targeting and your expertise.
Ed Butowsky, Schwab head to arbitration over $100 million defamation claim
The adviser claims Charles Schwab defamed him and poached his clients.
Pairing 401(k) and student loan benefits gains more traction
Travelers is implementing a program next year, which follows a similar move by Abbott Laboratories.
Vanguard plans its first actively managed ESG fund
Managed by Wellington, the fund will include 40 companies and bow midyear.
Mercer Advisors acquires $240 million Confluence Financial Advisors
Boulder, Colo.-based firm raises Mercer's AUM to more than $15 billion.
10 things to know about TDFs
Teaser, 120-160 characters: If you're investing in a TDF, remember to choose your target date carefully.
Millennial women take back seat when it comes to their own finances, UBS survey says
59% of women age 20 to 34 defer investing and financial planning to spouses, according to survey.
Scrutiny of stock buybacks intensifies as Democrat threatens bill
Maryland senator wants the SEC to make it harder for corporate executives to sell shares right after buyback announcements.
Lessons for advisers from 401(k) lawsuits
There are clear steps that retirement plan fiduciaries can take to reduce the risk of litigation to near zero.
4 reasons 401(k) advisers should partner with a benefits broker
Advisers can deliver more value to a client in a world of increasingly integrated health and retirement benefits.
Finra disciplinary actions packed $107,000 average punch in 2018
Although it brought 638 disciplinary actions last year compared with 1,007 in 2017, the Financial Industry Regulatory Authority…
Infusing your company with a disruptive mentality
You can either embrace change or reject it, remaining rigid as the industry changes around you.
Making room for the next generation of advisers
Many financial advisers are choosing to delay retirement, but where does that leave their younger colleagues?
