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Jay Clayton rejects Trump tweet calling for less frequent earnings reports
SEC chairman says quarterly reporting isn't likely to change
Fidelity sued again for 401(k) plan mismanagement
The company settled a similar self-dealing lawsuit four years ago for $12 million.
RIA revenue growth on the rise, but smart firms are prepared for it all
Armed with the 2018 Pricing and Profitability study, learn how to navigate any path forward by focusing on key areas like adviser capacity, training, strategic marketing and a disciplined sales process.
Investment firm co-founded by Al Gore involved in $2.2M fintech deal
Generation Investment Management, Canadian pension fund team up to acquire control of wealth-management services provider FNZ.
What financial advisers can learn from Starbucks, Apple and SoulCycle
Advisory firm clients want many of the same things as other consumers — comfort, consistency, community and empowerment.
Municipal bond slide may scare away key buyers
In past downturns, individual investors have pulled money out of munis in droves
LPL Retirement Partners hires new chief
Appointment of Bryan Hodgens is second shake-up in a year at the retirement unit.
Fix boomers’ ESG dilemma with bonds
Older investors have the lion's share of investible assets, but their age or need for current income could limit their interest in ESG equity investments.
Tim Sloan hasn’t turned around Wells Fargo
Loans and deposits at Wells are down. Earnings, too, are expected to fall.
Super-rich are piling up wealth in black-box charities
Money flowing into donor-advised funds far outstrips grants being made from the funds.
Stamps from collection of Bill Gross sell for $10 million
The philatelist bond billionaire has the most complete collection of stamps issued by the U.S. Postal Service.
Treasury sell-off enters second day
10-year note yield moves above 3.20% for the first time since 2011.
More big names in financial services enter the cryptocurrency world
TD Ameritrade and Ric Edelman are the latest to invest in digital asset companies.
Stifel subsidiary acquires $1.3 billion San Francisco-based RIA
Purchase of Rand & Associates gives 1919 Investment Counsel a physical presence on the West Coast.
Sweeping retirement legislation is likely coming soon
The retirement landscape could be transformed, so advisers should pay close attention.
Global cities most at risk of property bubbles
Hong Kong leads this year's list, which also includes Munich and Toronto.
John Hancock testing wellness programs for long-term-care policyholders
The insurer, which recently doubled down on a strategy to encourage healthy living among life-insurance clients, is now doing the same on the LTC side.
These airlines offer the best in-flight Wi-Fi — if you’re lucky
Reliable Wi-Fi, previously the domain of U.S. airlines, is becoming a global perk.
Digital DNA 2.0
Figure 1: Median revenue growth rate (independent advisory firms). https://s32566.pcdn.co/assets/docs src=”/wp-content/uploads2018/09/CI117174924.SVG” Since 2016, the operating environment for…
High times for ultra-high-net-worth families
Average returns in 2017 double those in 2016, according to UBS and Campden survey.
