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Rob Arnott of Research Affiliates cedes CEO title
Katrina Sherrerd, the firm's president and chief operating officer, was named CEO.
Trading apps expose investors to cybercriminals, report finds
Some apps store subscribers' passwords or data on trading without encryption.
MassMutual is considering sale of OppenheimerFunds division
The potential transaction comes as asset managers see margins narrow and active funds lose ground to passive funds.
SEC bars unregistered adviser who pled guilty to securities fraud
Melvin Wimmer Jr. of Greenwood, S.C., accused of defrauding 25 clients
Bill Gross sees bond fund assets hit lowest level since November 2014
Fund has lost 7% so far this year after Gross made a bad bet on rates on U.S. Treasuries and German bunds.
Puerto Rico sales-tax bonds soar on news of debt deal
Agreement comes on the heels of a deal struck with power company bondholders last month.
Networking plays a key role in helping women advisers advance
Center-of-influence networks, which can serve as a source of referrals, remain primarily the domain of men.
Sell-off in cryptocurrencies reaches new low
Bitcoin slides more than 5% on news the SEC put off deciding whether to approve a bitcoin ETF.
Private banks are the new hedge funds
UBS wealth management arm offers structured notes that employ relative-value strategies, typically the domain of hedge funds.
Vanguard, Fidelity, Pimco are top three fund firms among RIAs
DFA rises to fourth most-popular from sixth place in 2016.
5 principles that set apart top-performing advisory firms
Independent advisory firms represent $5 trillion in assets under management, and the independent model continues to win considerable…
Jamie Dimon of JPMorgan Chase warns of 5% Treasury yields
But CEO says equity bull market could continue another two to three years.
SoFi said to report loss of $200 million in second quarter
The student-loan refinancer projects it will be profitable again by the end of the year, according to a person familiar with the matter.
Citigroup reaches $6.9 million settlement in 401(k) lawsuit
A handful of other fund managers have settled similar allegations over the past two years.
Solidify client relationships in volatile times by overcommunicating
Demonstrating your thoughtful approach to areas of investor concern — and the steps you're taking to address them — will pay dividends in trust and client retention.
Why a lack of diversity among financial planners persists
Among several roadblocks, CFP Board research shows financial planning is not on the radar as a profession for people of color.
5 tips for productive conversations about diversity
Instead of avoiding potentially contentious engagements, we can use them as stepping stones to increase awareness, mutual understanding and growth.
Why investors should diversify more than just their assets
Corporations with the most ethnically and culturally diverse boards are more likely to gain higher profits, and millennials particularly value SRI strategies that take such factors into consideration.
New ETFs seek to hedge a stock market slide
Funds would protect buyers from slumps of up to 30% in the S&P 500.
Vanguard exec: Investors should look for ‘the catch’ in Fidelity’s no-fee funds
Vanguard's not likely to react to Fidelity's move, says CIO Greg Davis.
