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Technology is streamlining the process of issuing life insurance policies
A digital transformation is taking root in the industry, and it's benefiting clients and advisers alike.
Don’t Pave the Cow Paths… Blaze your own Path
Learn more about how leaders should focus on exposing data that can help drive long-term business growth
Inflation in 2018: How big is the monster under the bed?
Most say it will be tame; but predicting it is 'murderously hard.'
Commercial sales rules threaten to redefine fiduciary advice
It looks like the SEC will not require financial advisers to avoid or mitigate material conflicts, merely disclose them.
By the numbers: Investing and business outlook for 2018
Here's how advisers grade the economy, the industry and other areas in the year ahead.
Dow surpasses 25,000 for first time, as bull market storms into 2018
Better than expected year-end manufacturing and private payrolls data in U.S. fuel bets that growth and tax breaks will buttress earnings.
State regulators warn investors about cryptocurrency dangers
Securities and Exchange Commission members also reiterate their concerns about virtual money.
AARP, state regulators launch find-an-adviser tool
Site recommends questions investors should ask before hiring a financial adviser.
States already seeking workarounds to Republican tax changes
New York Gov. Cuomo promises to sue federal government, make changes in state tax code.
Dividend funds could get a boost in 2018
Such stock funds are looking up, given tax reform and investor worries about an overheated market.
SEC censures Arizona RIA for false ADVs
Mark Love and firm to pay $100,000 for failing to disclose fund tie.
Morgan Stanley slashes junk bond allocation
The $2 trillion firm sees recession risks rising and tax-cuts boost as short-lived.
AARP and NASAA launch find-an-adviser tool
Site recommends questions that investors should ask before hiring an adviser.
Boomers: Envision your business transition plan
Ask yourself how you can work less while earning enough, and how prepared younger advisers are to take over.
Allianz agrees to settle 401(k) fee lawsuit for $12 million
Other companies, including TIAA and New York Life, settled self-dealing suits for millions of dollars in 2017.
Your tax bill questions answered
Leon LaBrecque, managing partner at LJPR Financial Advisors, offers guidance on Washington's major overhaul.
Morgan Stanley team managing $180 million joins Raymond James in California
Father-daughter team of John and Deanna DeRosa in Newport Beach join employee channel.
J.P. Morgan fined $2.8 million for clearing errors
Finra says Bear Stearns' flawed system led to securities segregation issues
Trump signs $1.5 trillion tax cut
The bill slashes the corporate tax rate to 21% from 35% and cuts individual tax rates across the board.
Silver lining in BDC fundraising figures
The current environment is one step along the continuum toward transparent pricing in alternative assets.
