Bloomberg
Regulator's fines surged to $2.59 billion in the six months ended in September, up from $9.8 million in the first half
The certification is for advisers who want added expertise in sustainable, responsible and impact investing.
Foundational Planning will be rolled out in January to help advisers create plans for clients with less complex financial needs.
BMG Advisors has served clients in Kansas City for 35 years.
JB Investment Management helps RMB expand their fixed income offerings for clients.
The new platform will be made available on Morningstar Direct and introduced by region next year.
Family office executive fled the communist regime in Cuba at 11 .
Financial professionals give hours, money and innovative ideas to help others
Only $4.9 million in restitutions were ordered during the first half of 2018, down sharply from the $38.1 million ordered in the same period in 2017.
SEC complaint: John Gregory Schmidt sold securities from seven of his clients to cover shortfalls in 10 other accounts.
