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Displaying 15088 results

Topic

Millionaire boom in Asia pushes highest rate hike in decade for wealth managers

Those willing to jump to rival are seeing increases of 30% or more in Hong Kong and Singapore.

Topic

Fidelity sees two zero-fee index funds rake in almost $1 billion in first month

The Fidelity Zero Total Market Index Fund attracted $753.5 million, while the Fidelity Zero International Index Fund drew in $234.2 million.

Topic
  • News
  • September 4, 2018

Janney lands $445 million team from Wells Fargo Advisors

The five professionals will join Janney in its offices in Connecticut and New York.

Topic

Three disruptions reshaping fixed-income markets

Explosion in the amount of market data available will increase the role of technology in bond investing.

Topic
  • News
  • August 30, 2018

Ameriprise scoops up $140M family team from Wells Fargo

Peter De Arcangelis will be joined at Ameriprise by his wife and his daughter.

Topic

As ESG investments boom, asset managers seek out fixed-income options

Bonds have potential to be a popular ESG asset class for impact investors.

Topic

Galvin dings North Carolina brokerage $400,000 for ‘shutting its eyes’ to violations

Capital Investment Group allegedly failed to supervise an agent who solicited money from clients for his own business ventures.

Topic

SEC bars owner of investment advisory firm for misusing $2.2 million in client funds

Caleb R. Overton raised the money to invest in an S&P 500 ETF but instead allegedly played options and lost all but $34,000 in a little over a year.

Topic
  • News
  • August 22, 2018

Raymond James lands $1 billion team from Wells Fargo Advisors in New York

The four-person adviser team got its start in 1987.

Topic

JPMorgan offer of free trades hits discount brokerages

Firm's new mobile investing platform gives clients 100 free trades in the first year and free equity research.