Rally in Puerto Rico bonds has blown investors’ minds
Governor revises fiscal plan as others question the rally's staying power
Deutsche Bank reportedly names John Thain to its supervisory board
Former Merrill CEO is one of four nominees to stand for election in May.
ETFs may get riskier with planned rule to ease approvals
Regulators are concerned the proposal could aid bad behavior.
Finra bars no-show former broker fired over fund sales
Lawrence Fawcett Jr. had consented to making unsuitable recommendations.
DOL fiduciary rule death meets ‘Back to the Future’ is a must-watch
5th Circuit decision may lead to three tiers of client protection.
6 ways to leverage tax reform in your marketing strategy
Changes like tax reform give you an opportunity to educate and provide value to the public.
Finra bars former Fortune Financial rep over document denial
Fired over a fraud charge, Michael Giokas refused request for information.
Merrill, JP Morgan reps managing $511 million go indie with FiNet
Minnesota Merrill team and Michigan solo broker affiliate with Wells Fargo.
Women’s History Month: Celebrating the women of financial planning
More needs to be done to ensure the industry and profession are open and welcoming to female professionals.
Bill Van Law exiting as head of Raymond James’ RIA unit
Firm says he will be 'pursuing other interests.'