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Topic

Not all smart-beta funds are smart

Even funds that appear to target the same factor can look and perform quite differently.

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Senate tax bill survives budget committee, heads to floor vote

The measure's fate was in doubt until two GOP holdouts, Bob Corker of Tennessee and Ron Johnson of Wisconsin, dropped their objections.

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J.P. Morgan Securities fined $1.25 million by Finra

Firm failed to fingerprint 95% of its non-registered personnel.

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Harvey Weinstein-like behavior won’t be tolerated by this adviser group

XY Planning Network calls out sexual harassment and issues new code of conduct.

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Jeffrey Gundlach attacks break for hedge funds in tax plan

DoubleLine Capital executive says he's 'appalled' by the continuation of carried-interest break.

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Help Clients Make Charitable Giving History

Schwab Charitable: Strong markets, possible tax reform, and disaster recovery may trigger the biggest charitable giving year in U.S. history

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Largest U.S. pension fund may slash exposure to stocks

Calpers may double its bond allocation to reduce risk and volatility as the bull market approaches nine years.

Topic
  • November 13, 2017

Fidelity’s David Canter weighs in on the future of the broker protocol

The head of the custodian's RIA segment discusses Morgan Stanley's decision to exit the agreement and its larger repercussions for wirehouse brokers, independent advisers and investors.

Topic

Capitect using technology to deliver ‘mass personalization’ to portfolios

Software could disrupt model marketplaces and increase value of investment management

Topic

Finra bars former AXA broker for no-show

Adam Ocner allegedly took funds from branch manager.