Raymond James recruits $138M Merrill Lynch team
A team that managed $138 million in client assets while at Merrill Lynch has left the wirehouse for…
Cetera adds $1B bank wealth platform
Honolulu-based American Savings Banks has 51 branches throughout Hawaii
Cybersecurity, markets and fee pressure top RIA concerns
Cybersecurity and the possibility of a market correction are at the top of the worry list for executives of investment advisory firms.
5 investment trends behind growth in sustainable and impact investing
Many investors want to make sure the enterprises in which they invest don't fund practices that run counter to their personal values.
Dodd-Frank reform may be put on back burner
President Trump did not mention it in his speech Tuesday, and a replacement bill is not getting the support it needs to make it through Congress
Morgan Stanley reps in Colorado join Raymond James
Three who managed $144 million form team in Colorado Springs.
TD Ameritrade jumps into pricing battle with Fidelity and Schwab
TD is cutting online brokerage commissions to $6.95 from $9.99.
Fidelity cuts commissions for online stock and ETF trades by nearly 40%
The new pricing is 50% lower than standard commission trades at E*Trade and Ameritrade and 28% lower than at Charles Schwab Corp.
Wells Fargo loses $375M team to Raymond James
Preston Covington III and team expand firm's coverage to Columbia, S.C.
HighTower adds $160M advisory group from UBS
The Kelly & Wohlner Group, formerly with UBS, has joined HighTower’s platform for registered investment advisers. The…