Dan Jamieson
Dan was Senior Editor at InvestmentNews from 2005 to 2013, before moving on to become Editor at large for Financial Advisor magazine. Check out his video bio here. Connect with him at LinkedIn here.
Enter bashing: Finra small-firm candidates tee off on each other
Gloves off early as Fischer, Sobel engage in a little smackdown; 'rent-a-finop'
Health care costs claim bigger part of nest egg
Escalating medical expenses and Medicare cutbacks will strain retiree budgets
Schwab apologizes to RIA clients for marketing letter gaffe
Bernie Clark, head of Schwab Advisor Services, apologized last week to the firm's RIA clients, expressing regret for a marketing piece sent to advisers' clients who sponsor Schwab-held retirement plans
Court orders Wells to pay up in raiding claim
A California appellate court has ordered Wells Fargo Advisors LLC to pay $915,000 in legal fees to Stifel Nicolaus & Co. Inc. and Stifel broker Chris Nielsen
Finra yanks controversial rules
In a little-noticed but surprising move, the Financial Industry Regulatory Authority Inc. last week withdrew a controversial proposal to revamp its supervisory rules that would have, among other things, required supervision of nonsecurities-related businesses.
Finra proposal could aid broker class actions
The regulator wants to ban from its arbitration forums so called “collective action” claims brought under the Fair Labor Standards Act or the Age Discrimination in Employment Act.
With little fanfare, Trust Company of America taps new CEO
Barry takes helm at custodian as Maiorano resigns; new boss once piloted helicopter company
Court orders Wells Fargo to pay up in failed raiding claim
A California appeals court has ordered Wells Fargo Advisors LLC to pay $915,000 in legal fees to Stifel Nicolaus & Co. Inc. and a Stifel broker.
No clear end to Greek drama
Hang on for a rough ride as the European sovereign-debt crisis continues
Pershing ‘unaffected’ by BNY boss’ departure
It is difficult to tell what impact the loss will have on the Pershing LLC unit of BNY Mellon
