Dan Jamieson
Dan was Senior Editor at InvestmentNews from 2005 to 2013, before moving on to become Editor at large for Financial Advisor magazine. Check out his video bio here. Connect with him at LinkedIn here.
Time to get back in: Large caps oversold — and then some
S&P 500 now four standard deviations below 50-day moving average. A rarity? Oh yeah
Former A.G. Edwards execs are out at Wells Fargo
Several former long-time executives of A.G. Edwards & Sons Inc. are no longer with Wells Fargo Advisors LLC, InvestmentNews has learned.
Envestnet to provide money management platform for SSG
Envestnet Asset Management Inc. has signed an agreement to provide a money management platform for Shareholders Service Group Inc., a San Diego-based custodial firm that serves 700 advisers.
Thiel spreading himself thin with Merrill reorg
John Thiel is looking to streamline the Merrill Lynch management structure. In doing so, he may be spreading himself too thin | Extra How does ML rate with clients?
Merrill hit for $880K arbitration award
Clients of a prominent Bank of America Merrill Lynch broker have won an $880,000 arbitration award against the firm.
Big rise in Finra lobbying $$$
Industry regulator shelled out more than $300K in first quarter; entire financial industry spending big bucks bending ears
Brokers charge Finra with becoming OATS mill
Brokers are up in arms about what they say is an increasing number of fines for innocent trade-reporting errors.
Interest rate rise unlikely soon, advisers believe
Although they aren't ready to give up their bearish long-term stance on bonds just yet, most financial advisers and other market participants seem to be adjusting downward their short-run expectations for higher rates and economic growth
Regulator to bond dealers: Don’t rip off investors
MSRB warns against price manipulation in the wake of possible credit downgrades
Critics slam Finra proposal to ban ex-execs
Former Finra officers would be banned from representing industry clients in Finra disciplinary cases under a proposal the self-regulatory organization filed July 8
