Awards season is here
InvestmentNews, in association with the Invest in Others Charitable Foundation, is accepting nominations for the Community Leadership Awards.
12(b)-1 round table to have 22 panelists
The Securities and Exchange Commission’s daylong round-table on 12(b)-1 fees scheduled for tomorrow will have 22 panelists.
Column disappointing and demeaning
I am extremely disappointed with Bruce Kelly’s June 11 Monday Morning column, “Wall Street’s new version of the gold watch.”
Cost-basis-reporting plan needs support
Congress is asking for input on a proposal to require brokers and mutual funds to report the cost…
Advisers must face the facts of life
We live in an age when everything is the “new” something. Not only has brown been declared the…
Adviser fees a mystery to many clients
Just 43% of investors said they understood their adviser’s fee structure “completely” or “fairly well,” according to a…
Funds still too eager to appease management
Mutual fund companies seem to be willing to challenge corporate management on some governance issues, but there still is a way to go before they will be seen as pulling their weight.
Bill encourages LTC accounts
A bill to create long-term-care trust accounts recently was introduced.
Repeal eyed for insurance antitrust exclusion
Companion bills recently introduced would repeal a 1945 act that effectively excludes the insurance industry from federal antitrust regulations.
Tax bill would aid mutual fund holders
A House bill recently introduced would let mutual fund investors defer taxation of reinvested capital gains until shares are redeemed.