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It is time for clarity in 401(k) fees

The law doesn’t require 401(k) plans to disclose their fees to investors in any comprehensive way. Is…

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  • May 29, 2007

Nasdaq to buy Swedish exchange

The Nasdaq Stock Market Inc. on Friday agreed to buy Nordic bourse OMX AB in Stockholm, Sweden, for…

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  • May 29, 2007

Galvin’s ‘censorship’ chilling for advisers

In a new piece of legislation, Massachusetts Secretary of the Commonwealth William Galvin has single-handedly made sure that the demise of the advice business for aging boomers and their parents is closer than ever.

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  • May 21, 2007

Rewarding helpfulness

The Retirement Income Industry Association will award advertising groups and academics in the industry at its annual meeting…

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  • May 21, 2007

Financial rule proposal gets SEC extension

At the behest of industry lobbyists, the Securities and Exchange Commission has extended the comment period on a…

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Pension system proposal is worth a look

Millions of American workers remain without an employer- sponsored retirement savings plan. In fact, some 40%…

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Time is right for a shortened prospectus

Sometimes less is more, and that may be the case with mutual fund prospectuses. Almost no one…

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  • May 14, 2007

Bono to keynote Schwab IMPACT

Rock star and activist Bono will be the keynote speaker at Schwab Institutional’s annual IMPACT conference Oct. 28-31…

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Advisers wise to prepare succession plans

Financial advisory professionals should practice what they preach. They spend the majority of their time working with…

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  • May 7, 2007

Seeking a few good philanthropists

Do you know a financial adviser who is committed to improving their community? InvestmentNews would like to honor…