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Displaying 407 results

Topic
  • April 3, 2007

Bill seeks restrictions on COLI policies

Corporate-owned life insurance would face new restrictions under a bill that recently was introduced. Sponsored by Rep. Gene Green, D-Texas, HR 150 would prevent companies from taking out life insurance policies on employees, regardless of income, without telling them.

Topic
  • April 3, 2007

Push renewed for capital gains tax parity

A congressional effort is afoot to put art and collectibles on equal footing with other investments when it comes to capital gains.

Topic
  • April 3, 2007

Tax breaks sought for small-biz investors

Investors in certain small businesses could get a tax break under a bill introduced in January.

Topic
  • April 3, 2007

Measure aims to end income tax

A bill that would abolish the Internal Revenue Service and establish a national sales tax recently was introduced.

Topic
  • April 3, 2007

‘401Kids’ savings accounts sought

A congressional measure introduced this year would create savings accounts for children that could finance a college education, a house or retirement.

Topic
  • April 3, 2007

SEC invites input on NASD’s proposed bylaw changes

The SEC is seeking comment on NASD’s proposed bylaw changes that would enable it to merge its regulatory functions with the NYSE's.

Topic
  • April 3, 2007

Regulators eye cash sweep practices

The SEC has proposed strengthening broker-dealers’ disclosure of their cash sweep policies.

Topic
  • April 3, 2007

Regulators sit on fund governance rule

The SEC has yet to disclose where it stands on the contentious issue of mutual fund governance.

Topic
  • April 3, 2007

Redemption fee compliance date approaching

Mutual funds have until April 16 to enter into shareholder information agreements with certain intermediaries.

Topic
  • April 3, 2007

Regulators weigh bank-exemption rule

The SEC is mulling whether to adopt proposed rules that would exempt banks from registering as brokers in certain situations.