The SEC is working on a rule to help speed up the approval process for new exchange traded funds, according to a published report.
The future of the SEC’s controversial broker-exemption regulation continues to rest in the hands of a federal appeals court.
Activist hedge fund manager Phillip Goldstein still is waiting to hear whether the SEC will exempt his firm from portfolio disclosure rules.
Hedge funds may complain, but the Securities and Exchange Commission is on the right track in considering whether…
T. Rowe Price Group Inc.’s former chief executive George A. Roche received $5.1 million in compensation last year,…
About 10% of Americans responding to a recent public-opinion study feared losing their job in the next year,…
BISYS Alternative Investment Services, a division of The BISYS Group Inc. in Roseland, N.J., and Beauchamp, a…
NEXT Financial Holdings Inc. of Houston has appointed Kimberly A. Branch president of NEXT Marketing Inc. Ms.
The mission of the Securities and Exchange Commission is to protect investors, and maintain fair, orderly and efficient…
Deutsche Bank AG and Power- Shares Capital Management LLC Friday said that the PowerShares DB US Dollar Bullish…
