Greg was a reporter for InvestmentNews from 2015 to 2019, covering defined-contribution plans, retirement planning, insurance, taxes and estate planning, before then moving to CNBC as a Personal Finance Reporter. He tweets at: @GregIacurci
The broker-dealer didn't account for reserves needed to cover loans secured with customer assets.
The laws create the possibility that parents' long-term-care expenses may be shouldered by their children.
Last year's Supreme Court ruling was a mixed bag for some married gay couples. Some had less trouble filing state taxes, while others had a higher tax bill.
A complicated process to value the music icon's estate hinges on future royalties.
Bradford Campbell, an ERISA attorney and former head of the Employee Benefits Security Administration, discusses how the Labor Department's new fiduciary rule flies in the face of the Earth Day celebration, due to thousands of pages of required disclosures and printouts of the regulation's text.
Executives from broker-dealers and RIAs say the fallout would create opportunity for advisers specializing in 401(k) plans to steal business away from “generalist” advisers.
Advisers can make themselves more valuable to employer clients by following these tips, according to a panel of plan sponsors at National Association of Plan Advisors' 15th annual 401(k) summit.
Brian Graff, the executive director of NAPA, equates the rule to an infant that “pees you in the face,” joining a large chorus of observers citing the complexity of the new regulation and the massive shake-up it will have on the industry.
Advisers should put behavioral finance techniques to work when nudging clients to use tax refunds appropriately.
The bank's broker-dealer and custody and clearing arm allegedly violated SEC and Finra rules through operational, supervisory and record-keeping misconduct.
