Leo Almazora
The newly launched independent firm, previously managing $750 million at Wells Fargo, extends Dynasty’s reach in the East.
The financial planning fintech’s latest integration aims to make estate planning more accessible across the wealth spectrum.
New Deloitte report predicts shifts in generative AI could threaten advisors who don’t go beyond transaction-based relationships.
The financial giant is tapping the leading alternatives provider as it doubles down on support for its advisors.
The retirement industry giant is tapping the leading TPA and recordkeeper to service its state-sponsored 529 plans.
The New York-based firm and its CEO made false statements and doctored portfolio data for a fund with positions in China, according to the SEC.
Discriminatory actions at the wirehouse have restricted business opportunities and compensation for African American advisors, alleged four former employees.
With more than six decades of collective industry experience, the advisor duo are coming over from Securities America, a unit of Osaic.
The national independent’s latest acquisition, led by a three-decade industry veteran, marks its fifth deal for 2024.
The national RIA adds a two-advisor wealth planning practice, led by a five-decade industry veteran, that oversees more than $100M in AUM.
