Leo Almazora
New report shows current and next-generation leaders split on succession planning, risks, and ownership retention.
JPMorgan data reveal their retirement savings could be jeopardized by early-phase surges and volatility in spending.
Previously managing $250M, the firm’s new addition in the West Coast has a nearly four-decade record that includes Merrill Lynch and Wells Fargo.
The firm has added a new location in Colorado Springs with its latest move in the Western US.
The RIA giant is redoubling its inorganic growth focus as it elevates Martine Lellis to a newly created leadership role.
Updates to a 24-year-old rule will require firms, including broker-dealers and RIAs, to prevent cyber risks and notify clients of incidents.
The agency's new interim rules and a key amendment will help Chapter 7 bankruptcy trustees discharge their obligations more easily.
With over a century of collective experience, the veteran-led team is joining the broker-dealer’s employee advisor arm in Florida.
The RIA giant is tapping alums of LPL, Osaic, Commonwealth and TD Ameritrade in a ramped-up bid to support advisors’ evolving needs.
The investment advisory firm’s new fintech partnership marks the first phase of its broader comprehensive strategy.
