Leo Almazora
The self-regulator has updated its guidance around requirements for firms to oversee chatbot messaging for investors and AI-generated content.
The Seattle-based wealth firm’s latest hire comes with a professional history at big names like Goldman Sachs, UBS, and Wells Fargo.
The subsidiary broker-dealer and RIA to life insurance giant Guardian is enhancing its holistic wealth service for HNWIs.
Proposed rule aims to tighten client information and verification processes in order to curb risks from money laundering and other illicit activities.
Polling by DACFP and Franklin Templeton reveals 70 percent surge in advisors planning to recommend digital asset allocations in client portfolios.
The former wirehouse advisor is tapping into LPL’s platform after managing $280M in retirement and other assets at his former firm.
The Washington-based firm catering to medical and technology professionals gives the RIA giant an additional foothold in the Pacific Northwest.
The new integration aims to give advisors fuller visibility over clients’ wealth journeys with unified financial and behavioral data.
Survey offers insights into consumers’ struggles to manage debt, pay off student loans, and deal with credit card payments.
With 'new North Star' metric, TIAA urges new retirees to rethink 4 percent rule and incorporate a lifetime income strategy.
