Leo Almazora
First-of-its-kind RIA GPT promises to boost advisors’ productivity and enhance client outcomes, while still complying with SEC rules.
The high-net-worth RIA has added $321M to its network with the addition of a women-owned and operated practice in Colorado.
The leading alternative investments provider is rolling out a suite of asset-allocation strategies across private equity, private credit, and real assets.
“Transformational” combination will see Adam Birenbaum lead a wealth giant with nearly 1,200 employees across more than 90 locations.
The Biden administration has cancelled $6.1B worth of loans for 317,000 Americans who were deceived by the Art Institutes.
Lawsuit filed in Texas federal court argues that the agency “has exceeded its authority,” acting inconsistently with ERISA’s intent.
New report argues the guidelines, developed more than a decade ago, must be updated to better reflect current landscape of 401(k) plan options.
Inaugural report covering 1,200 firms shows adoption of formal DEI policies, recruitment programs, and best practices to tackle representation gap.
The independent RIA bolsters its community in the East Coast as it welcomes former Edward Jones advisor.
With fresh funding, the startup catering to financial advisors is offering new courses geared towards women and NextGen investors.
