Fiducient Advisors names new president
The NFP affiliate firm announces industry veteran in a planned succession as its leader of nearly 20 years steps down.
Trump Media stock plunges after SEC auditing bombshell
The company’s share price slumped after the federal regulator revealed charges of “massive fraud” against its auditing firm, leading to $14M in penalties.
Where will RIA buying be strongest in the next year?
Inaugural M&A research reveals which wealth firm segment looks sweetest for dealmakers, aggregators, lenders, and consultants.
Betterment bolsters advisor offering with enhanced XYPN partnership
The wealth tech provider is giving fee-only advisors access to more resources and lowering barriers for those just getting started.
FusionIQ launches platform for breakaway advisors
From portfolio management to compliance and client onboarding, the new offering takes direct aim at common headaches for independent practices.
The life insurance need gap has hit a record high
Limra research finds more Americans than ever see a need for more coverage, but lack of knowledge still holds them back.
RFG welcomes former Edward Jones advisor in North Carolina
The breakaway advisor with 20 years of industry experience is launching his own practice for business owners and high-net-worth individuals.
LPL expands in Michigan with father-son advisor duo
The two breakaway advisors are launching their own independent practice after managing a book of $240M at Ameriprise.
Family, prudence shape Asian Americans’ financial habits
Fidelity research reveals multigenerational focus and hands-on stance on finances among Asian Americans and Pacific Islanders.
Cetera arms advisors with active ETF guidance
The broker-dealer and RIA network’s vetted list provides intel on active ETFs across equity, fixed income, and alternative asset classes.