Trevor Hunnicutt looks at a lot of charts and reports on fund flows as a reporter covering asset management for financial advisers. But he’s not all fun and games. From time to time you might also find the seafood aficionado shucking oysters on the waterfront in Brooklyn.
ETF investors say BlackRock keeps too much of the proceeds from securities-lending business.
Firms set to launch actively managed accounts, a move likely to stoke competition.
If approved, the Finra rule would require brokers who receive more than $100,000 in incentive compensation to notify clients in writing; some say it could chill recruitment.
Startup brokerage planning new online platform for advisers.
SEC says company overstated performance of its flagship ETF over a seven-year period, and it charged the former CEO for making false and misleading statements.
Sanctuary's Jeff Spears says independents need to become more sophisticated to attract top teams.
Cypress Group joins a growing practice with roots in financial planning for doctors, entertainment industry nonprofits. Plus: See who else is switching firms.
Starting Jan. 1, Fidelity will lower to $30, from $40, the standard pricing for a buy or sell transaction on its FundsNetwork platform, a 25% saving. But the custodian is also raising buy fees by 25% to $50 on five fund families, including the popular offerings from the Vanguard Group Inc.
Analysts may have to examine less than three years' performance.
Growth-oriented stock pickers beat their benchmarks, but how long will it last?
