Trevor Hunnicutt looks at a lot of charts and reports on fund flows as a reporter covering asset management for financial advisers. But he’s not all fun and games. From time to time you might also find the seafood aficionado shucking oysters on the waterfront in Brooklyn.
Adviser duo jumps from J.P. Morgan Securities
Despite strong salaries and great public relations calling it a “top career,” millennials avoid financial planning as a career. But why and where are they going?
A bipartisan pair of legislators wants to make it more difficult for investment professionals to wipe their disciplinary records clean.
In 2014, Wells Fargo & Co. will require more revenue and set new targets for its largest group of advisers but will also give them more ways to top the hurdle.
Wirehouse agrees to settle SEC charges that it failed to inform investors that a hedge fund influenced the selection of collateral backing two debt products it was selling.
Productivity per adviser climbs 11.5%; market gains, asset flows boost the bottom line
Portfolio manager who helped feds must pay $390K, will do no prison time.
Next year, the wirehouse will increase expense accounts and other incentives to help advisers attract clients with the most money to invest.
Market performance, money flows push Wells Fargo Advisors' assets to record.
Two advisers, who together managed about $4.38 billion, join from NorthStar Financial Partners.
