Trevor Hunnicutt looks at a lot of charts and reports on fund flows as a reporter covering asset management for financial advisers. But he’s not all fun and games. From time to time you might also find the seafood aficionado shucking oysters on the waterfront in Brooklyn.
Revamped portal allows planners to talk among themselves.
The firm, which previously focused exclusively on ultra-high-net-worth clients, has added an executive and created a platform.
Executive vice president Bill Chetney will take the new title in January.
In a win for UBS Financial Services Inc., an SEC administrative judge dismissed allegations that two leading executives in Puerto Rico committed fraud in 2008 and 2009.
Fewer than 700 actions taken but agency collected a record $3.4 billion.
When North Star Consultants Inc. adviser Gregory R. Wikelius started his career, he did…
Brian A. Hunter says that technology is important, but it is no substitution for what people can do…
Barry Ritholtz and Josh Brown have launched their own independent investment advisory firm, the financial advisers said last…
That change would increase the cost of arbitration for firms and retail investors, some industry watchers warned. But Finra describes the increases as necessary.
Roger W. Rodas was in actor Paul Walker's car; firm “deeply saddened” by loss.
