Finra extends remote inspections through 2023
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The regulator wants to provide relief from in-person supervision until the SEC rules on a pilot program for online oversight.
Finra will allow brokerages to conduct online supervision of branch offices into next year while the SEC mulls a Finra proposal for a remote-inspection pilot program.
On Monday, the Financial Industry Regulatory Authority Inc. filed a proposal with the Securities and Exchange Commission to contin
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