BROKERS SHOULD DO TIME FOR THE CRIME: LEVITT
Rogue brokers may soon find themselves wearing horizontal stripes instead of pinstripes. As Arthur Levitt began his second…
Rogue brokers may soon find themselves wearing horizontal stripes instead of pinstripes. As Arthur Levitt began his second five-year term as chairman of the Securities and Exchange Commission, he announced that his top focus would be to put bad brokers in jail.
Because the SEC can only bring civil
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