Finra fines Fifth Third $1.75M for improper VA trades
The Financial Industry Regulatory Authority said Tuesday that it has fined Fifth Third Securities Inc. $1.75 million for a series of violations related to variable annuities transactions.
The Financial Industry Regulatory Authority said Tuesday that it has fined Fifth Third Securities Inc. $1.75 million for a series of violations related to variable annuities transactions.
Finra, an independent regulator of the securities industry, said it found that Fifth Third Securities, which
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